Compliance and risk management

We help our clients maintain their competitive advantage by providing the advice and resources they need to ensure they stay on top of compliance regulations.

Compliance and risk management that gives you peace of mind

Compliance can be a stumbling block. Even if you have a well-established in-house compliance team, there will be requirements or projects that require additional resources or expertise.

We can assist with the creation of policies and processes, as well as the design and delivery of training programmes. We can also provide you with peace of mind by conducting comprehensive compliance monitoring to ensure that you are meeting your regulatory obligations.

We work with organisations of all sizes. We assist management teams in smaller organisations and fund managers so they can focus on what they do best. We provide specialist advice and resources for larger organisations. Many of our clients entrust us with all their compliance requirements.

As the financial services industry becomes increasingly scrutinised and regulated, regulations such as AIFMD, MiFID II and GDPR have a significant impact. We help our clients maintain their competitive advantage by staying on top of these regulations.

Lean, agile, boutique service

We take the time to get to know our clients and partner with them to build long-term relationships. We cut out overly long and unnecessary processes and bureaucracy to deliver maximum value.

International and cross border specialists

We are headquartered in London, but we work with clients across the UK, Europe, Asia, the US and Australasia.

Transparent pricing

We have simple, transparent pricing, so our clients always know the costs to expect and when.

Tech forward

We combine the best third party technology with our own to provide an agile and streamlined service for our clients.

We empower investment professionals to achieve more.

Our vision

Our vision is to be the UK’s most agile professional services provider for the investment community, offering a personalised and customised service for our clients.

Our mission

Our mission is to use our experience of raising or investing in capital on the international markets to efficiently help our clients achive more.